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About CPN
Our Funds
Our Portfolios
Financial Advice
Market Insights
Contact Us
Client Portal

About CPN
Our Funds
Our Portfolios
Financial Advice
Market Insights
Contact Us
Client Portal

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Factfindcharlie.nicholls2021-01-08T17:27:00+00:00

CPN Factfind

1Introduction

2Personal details

3Objectives

4Dependents

5Employment

6Income

7Taxation

8Expenses

9Assets & Liabilities

10Pensions

11Protection

12Estate and Health

13Final summary

CPN Client Questionnaire

Hello, and welcome to the online CPN Client Questionnaire. Please note this form should only be completed by clients of CPN..

As a regulated company, we have to know certain information about our clients in order to give advice.

We have tried to keep this as brief as possible, and this online form should only take you a maximum of 15 minutes to complete. Please answer as accurately and honestly as you can. If you have any worries or questions, please give our friendly support team a call on 01243 780077.

Are you ready to get started?
Who is your adviser?*
Please choose your CPN adviser from the dropdown below

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Adviser hidden
Is this a joint or individual application?*
- Individual
- Joint
Personal Details
To get started, we just need to take a couple of details from you so we can match you to our system.
Full Legal Name*
This must be exactly the same as it appears on any identity documents you provide to use (such as your passport)
Title First Name Middle Name Surname
Address*
Please enter the details of your main residence

Address line 1 Address Line 2 City County Postcode Country
How many years have you lived at this address?
Contact Number*
Please enter the best contact number for us to reach you on
Email*
Date of Birth*
Place of Birth*
Marital Status*
Nationality*
National Insurance Number*
Are you a UK resident for tax purposes?*
- Yes
- No
Where are you tax resident?
Are you domiciled in the UK?*
- Yes
- No
Personal details (joint applicant)
Please enter the details of the joint applicant
Full Legal Name*
This must be exactly the same as it appears on any identity documents you provide to use (such as your passport)
Title First Name Middle Name Surname
Address*
Same as first applicant

Address line 1 Address Line 2 City County Postcode Country
Contact Number*
Please enter the best contact number for us to reach you on
Email*
Date of Birth*
Place of Birth*
Marital Status*
Nationality*
National Insurance Number*
Are you a UK resident for tax purposes?*
- Yes
- No
Where are you tax resident?
Are you domiciled in the UK?*
- Yes
- No

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Objectives
Financial Objectives
Please choose the objectives that best represent what you are looking to achieve. You can choose up to 3 objectives.
- General investment planning
- Reducing your taxation through efficient investing
- Financial Protection
- Maintaining your standard of living in retirement
- Providing for children's education
- Repaying your mortgage
- Mitigating your inheritance tax liability
How long are you looking to invest for?*
It is important to note that CPN only provides services to client who are looking to invest for the medium to long term
Source of Funds*
In order to pass FCA anti money laundering checks, we must know where this money has come from. Examples could be the sale of a house, an inheritance or just from personal savings. Please give as much detail as possible.

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Dependents
A dependent is anyone who relies on you financially, such as a child or elderly relative.
Do you have any dependents?
- yes
- no
How many dependents do you have?
Please enter a number from 1 to 4.
Dependent 1
Please describe how this person is dependent on you
Dependent 2
Please describe how this person is dependent on you
Dependent 3
Please describe how this person is dependent on you
Dependent 4
Please describe how this person is dependent on you

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Employment details
Employment details for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
What is your employment status?
Who is your employer?
If you have more than one employer, please enter your main employer.
What job do you do?*
How many years have you been in this job?*
Do you anticipate any changes to your employment status in the near future?
- Yes
- No
Please explain how and why this will change
Enter as much detail as possible
Employment detals (for applicant 2)
Employment details for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
What is your employment status?
Who is your employer?
If you have more than one employer, please enter your main employer.
What job do you do?*
How many years have you been in this job?*
Do you anticipate any changes to your employment status in the near future?
- Yes
- No
Please explain how and why this will change
Enter as much detail as possible

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Income Details
Income details for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
Which types of income do you currently receive?*
Tick all that apply
- Salary/Self employed income
- Investment income
- Rental income
- Pension income
- Maintenance payments
Salary or Self employed income (annually)*
Please enter how much your annual income is (including any bonuses) from working.
Investment income (annually)*
Please enter how much annual income you receive from any investments you hold, such as ISAs, Investment Bonds, Shares, Investment Portoflios.
Rental income (annually)*
Please enter how much annual income you receive from any rental properties.
Pension income (annually)*
Please enter the total annual income you receive from any pensions (inclusing the state pension)
Maintenance income*
Please enter the total annual income you receive from any maintenance payments
Do you expect your income to change in the near future?*
- Yes
- No
Please explain how and why this will change
Enter as much detail as possible
Emergency cash disclaimer*
It is essential that all clients have at least 3 months of emergency cash that can cover their outgoings in the short term should they encounter an emergency.
- Yes, I have an emergency cash reserve
Income details (for applicant 2)
Income details for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
Which types of income do you currently receive?*
Tick all that apply
- Salary/Self employed income
- Investment income
- Rental income
- Pension income
- Maintenance payments
Salary or Self employed income (annually)*
Please enter how much your annual income is (including any bonuses) from working.
Investment income (annually)*
Please enter how much annual income you receive from any investments you hold, such as ISAs, Investment Bonds, Shares, Investment Portoflios.
Rental income (annually)*
Please enter how much annual income you receive from any rental properties.
Pension income (annually)*
Please enter the total annual income you receive from any pensions (inclusing the state pension)
Maintenance income*
Please enter the total annual income you receive from any maintenance payments
Do you expect your income to change in the near future?*
- Yes
- No
Please explain how and why this will change
Enter as much detail as possible
Emergency cash disclaimer*
It is essential that all clients have at least 3 months of emergency cash that can cover their outgoings in the short term should they encounter an emergency.
- Yes, I have an emergency cash reserve

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Taxation
Tax information for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
Which tax bracket are you in?*
Have you used any part of your current years Capital Gains Tax allowance?
- Yes
- No
- I'm not sure
How much do you have in gains so far this tax year?
Do you have any losses to carry forward?
This only applies to losses in the last 3 years
- Yes
- No
- I'm not sure
Total losses
Capital Gains Tax disclaimer*
- I understand that any investment may result in me being taken over my annual allowance and will effect my taxation
Tax information (for applicant 2)
Tax information for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
Which tax bracket are you in?*
Have you used any part of your current years Capital Gains Tax allowance?
- Yes
- No
- I'm not sure
How much do you have in gains so far this tax year?
Do you have any losses to carry forward?
This only applies to losses in the last 3 years
- Yes
- No
- I'm not sure
Total losses
Capital Gains Tax disclaimer*
- I understand that any investment may result in me being taken over my annual allowance and will effect my taxation

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Expenses
In order to give compliant advice, we need to know how much your general outgoings are. We know this can be hard to calculate, so please just put in estimates as best you can.
Mortgage costs
Please enter the monthly cost
Utilities costs
Please enter the monthly cost
Property maintenance
Please enter the monthly cost
Living Expenses
Please enter the monthly cost
Travel Expenses
Please enter the monthly cost
Other Expenses
Please enter the monthly cost
Please briefly outline what your "Other Expenses" are:
Do you expect any major changes to your expenses in the near future?*
- Yes
- No
Please explain how and why this will change
Enter as much detail as possible

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Assets and Liabilities
Main Residence
Do you own your own home?*
- Yes
- No
What is the value of your main residence?
If you haven't had it valued recently, please still give an estimated valuation.
Is this home jointly owned?
- Yes
- No
Do you have a mortgage on the property?*
- Yes
- No, it's mortgage free
Who is the mortgage lender?
e.g HSBC
What is the total amount outstanding on the mortgage?
i.e how much do you still owe to your lender
How many years are left?
How many years are left on the morgage?
Do you have a life insurance policy to cover this mortgage?*
- Yes
- No
Life insurance provider
Who is thie life insurance company you have a policy with?
Property Assets
Other property
What is the total value of all of your other property (excluding your main residence)
Is this property jointly owned?
- Yes
- No
Who owns this property?*
Vehicles
What is the total value of all of your vehicles? e.g cars, boats
Business interests
What is the total value of all of your business interests? Please enter the valaution of your share of the business only.
Is this business interest jointly owned?*
Please let us know whether this is a jointly or individually owned business interest.
- Yes
- No
Who is the owner of this business interest?
Liquid assets
Bank account
How much cash is there is your bank & building society accounts?
Is this a joint bank account?
If it is a mixture, please select other and briefly outline the ownership structure.
- Yes
- No
Shares
How much do you have invested in individual shares?
Shares that you own
Please outline how many shares you own and of which companies below.
Investment ISAs
How much do you have invested in ISAs?
Have you used any of this years ISA allowance?
- Yes
- No
How much of this years allowance have you used?*
Investment ISAs (applicant 1)
The value of investment ISAs held by the first applicant
Investment ISAs (applicant 2)
The value of Investment ISAs held by the second applicant
Investment Bonds
How much do you have invested in Investment Bonds?
Is this a joint investment bond?
- Yes
- No
Who owns this investment bond?*
Other investment accounts
How much do you have invested in other investment accounts such as investment portfolios and collective accounts?
Are the investment accounts jointly held?
If it is a mixture, please select other and briefly outline the ownership structure.
- Yes
- No
Other assets
Other asset information
If you hold any other major assets that have not been covered above, please give details here.
Liabilities
Your outstanding liabilities
Please let us know what liabilities you currently have.
- Personal Loans (other than mortgages)
- Credit Cards
- Car Loans
- Store Cards
- Student Loans
What is the total outstanding liability of your personal loans?*
How much do you have left to pay off?
What is the total outstanding liability of your credit cards?*
How much do you have left to pay off?
What is the total outstanding liability of your car loans?*
How much do you have left to pay off?
What is the total outstanding liability of your store cards?*
How much do you have left to pay off?
What is the total outstanding liability of your student loans?*
How much do you have left to pay off?

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Pensions
We will also need information surrounding your pension assets.
Pension information for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
At what age to you wish to retire?*
Which types of pensions do you currently have?
Please tick all that apply
- Final Salary Pension (through work)
- Other employer pension
- Personal Pension
- I don't currently have any pension provisions
Value of Final Salary Pension*
Value of Other Employer Pension Pension*
Value of Personal Pension(s)*
Personal pension providers
Please list all current personal pension providers and separate each one using a comma e.g Aviva, Royal London, Prudential
Do you have any pensions that are currently in payment?
You may be receiving and annuity or you may be in drawdown
- Yes
- No
What are your main pension objectives at this time?
- Build further funds for retirement
- Start taking pension benefits i.e income and or tax free cash
- Investigate existing pension benefits
Pension information (for applicant 2)
Pension information for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
At what age to you wish to retire?*
Which types of pensions do you currently have?
Please tick all that apply
- Final Salary Pension (through work)
- Other employer pension
- Personal Pension
- I don't currently have any pension provisions
Value of Final Salary Pension*
Value of Other Employer Pension Pension*
Value of Personal Pension(s)*
Personal pension providers
Please list all current personal pension providers and separate each one using a comma e.g Aviva, Royal London, Prudential
Do you have any pensions that are currently in payment?
You may be receiving and annuity or you may be in drawdown
- Yes
- No
What are your main pension objectives at this time?
- Build further funds for retirement
- Start taking pension benefits i.e income and or tax free cash
- Investigate existing pension benefits

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Protection
What sorts of insurance policies you have in place will have a strong bearing on which types on investments you should be taking out.
Protection information for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
Please pick your top 2 protection priorities
- Paying off my mortgage
- An income should I become unable to work
- Financial support for my family should I die
- Access to Private Medical Care
Do you have any of the following protection policies?
Please tick all that apply. These may be policies you hold directly or that are provided to you through your employer.
- Life insurance
- Private Health Insurance
- Critical Illness Cover
- Mortgage Protection Insurance
Protection information (for applicant 2)
Protection information for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
Please pick your top 2 protection priorities
- Paying off my mortgage
- An income should I become unable to work
- Financial support for my family should I die
- Access to Private Medical Care
Do you have any of the following protection policies?
Please tick all that apply. These may be policies you hold directly or that are provided to you through your employer.
- Life insurance
- Private Health Insurance
- Critical Illness Cover
- Mortgage Protection Insurance

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Health
Health Information for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
How would you describe your general state of health?*
- Good
- Poor
- Disabled
Do you smoke?*
- Yes
- No
Health information (for applicant 2)
Health Information for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
How would you describe your general state of health?*
- Good
- Poor
- Disabled
Do you smoke?*
- Yes
- No
Estate Planning
Estate Information for {Full Legal Name (First):2.3} {Full Legal Name (Last):2.6}
Do you have a Lasting Power of Attorney in place?*
- yes
- no
Have you made a will?*
- yes
- no
Does it reflect your current wishes?*
- Yes
- No
Are you expecting an inheritance of any kind?*
- Yes
- No
Please give details of this expected inheritance
Are you connected to any Trusts?*
This could be that you are a Settlor, Trustee or Beneficiary in relation to a Trust.
- Yes
- No
Please give details of this connection*
Estate information (applicant 2)
Estate Information for {Full Legal Name (First):140.3} {Full Legal Name (Last):140.6}
Have you made a will?*
- yes
- no
Does it reflect your current wishes?*
- Yes
- No
Are you expecting an inheritance of any kind?*
- Yes
- No
Please give details of this expected inheritance
Are you connected to any Trusts?*
This could be that you are a Settlor, Trustee or Beneficiary in relation to a Trust.
- Yes
- No
Please give details of this connection*

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Final summary
Please find below a summary of all the responses you have given. If you need to make any changes, please navigate to the relevant section by clicking the links at the top of this form.

If you are happy with everything, please scroll to the bottom and press submit.
Is there anything else you think we should be aware of?
If there is any other information that is pertinent to your financial life that has not be covered in the questionnaire, please include this here. Once completed, please scroll to the bottom and tap submit.
{all_fields}

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Regulatory Information

CPN is a trading style of CPN Investment Management LLP, CPN Financial Services Limited, CPN Private Wealth Limited and CPN & Partners Limited.

CPN Investment Management LLP (OC372035) is authorised and regulated by the Financial Conduct Authority (FCA) No. 579506. CPN Investment Management LLP is registered with the London Stock Exchange and has a LEI number of 213800CDWDK4DEKCG515.

CPN Financial Services Limited (09935963), CPN Private Wealth Limited (14243372) and CPN & Partners Limited (14974647) are all appointed representatives of CPN Investment Management LLP and are entered on the financial services register under references 731205, 979410 and 999363 respectively.

All companies are registered in England and Wales and have registered offices at All Saints Church, West Pallant, Chichester, PO19 1TD.

With investment comes risk, markets can fall as well as rise and you may get back less than the original capital you invested.

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